FIN009: Corporate Governance Overview (Auditing and SOA)

mySAP Financials

Corporate Governance (Auditor/Sarbanes-Oxley Training)

Course Description

Code:	FIN009
Name:	Corporate Governance Overview (Auditing and SOA)
Level:	E-Learning
Length:	4 hours

Objectives:

Understand the legal process in terms of Auditing and SOA.
Using the guidelines set by the Governments, working with the tools in the SAP systems to help comply with the governmental agencies.
Understand the history of the Auditing Process

Content:

Auditing Overview, which will include a definition of operational and financial auditing. Review of the different types of auditors. Auditing terms, standards, and processes will be defined.
Roles of an internal auditor and a financial analysis in an operational audit.
A review of the history and growth of the auditing process. This will include a review of the Security Act of 1933 and the security exchange act of 1934. Important Case Law in Auditing, the Foreign Corrupt Practices Act and the Sarbanes-Oxley Act will be reviewed.
Major components of an Audit including: planning an audit; study, test and evaluate internal controls; perform and evaluate substantive tests, and issuing of audit reports.
Evidence gathering which will include discussion on SAS 31, materiality, and relationship to AIS.
Analysis of Internal Controls which will include SAS 1, segregation of duties, and relationship to AIS.

Course Schedule

Online / Client site.